BNP Paribas CIB, a subsidiary of the BNP Paribas group, is one of Europe’s leading providers of custody services for securities.
The Luxembourg branch plays a major part in its operations, offering clients high value-added services extending from custody to securities lending, fund administration, performance measurement and ratings, and bond issuance services.
To support its current growth, BNP Paribas CIB is looking for a:
Officer in charge of Compliance Protection of Clients Interests and Outsourcing activities (M/F)
Permanent Position
REPORTING LINES:
* Hierarchical reporting to the Chief Compliance Officer.
INTERACTIONS:
* Evolving in a dynamic environment, the Officer will interact with various parties internal or external to the Bank (Management, Compliance Officers, Business teams, Compliance Domains, Compliance Control Officer, Internal/external auditors or inspectors).
ACTIVITIES:
The Officer in charge will be responsible for the following activities:
* Protection of interests of Clients and Investors including complaint handling, marketing, late trading and conflicts of interests in a second line of defence.
* Supervision of the MiFID framework and its implementation.
* Assessments of the products and services approval.
* Support in the Compliance oversight of the Depositary Bank.
* Execution of Independent Testing and oversight controls.
* Management of various risk assessments and reporting of the Compliance function.
* Contribution to relevant Compliance projects.
* Coordination of ad hoc missions (IG, Regulator, Auditors).
* Monitoring and update of Outsourcing Arrangements.
* Support to the Compliance Function.
SOFT SKILLS:
* Excellent analytical and creative skills.
* Pragmatic and autonomous.
* Synthesis spirit.
* Client focus.
* Risk awareness and discretion.
* Communication skills and team spirit.
KNOWLEDGE:
* Knowledge of the bank, its business lines and their specific characteristics.
* Knowledge of the bank control framework.
* Understanding of the main Compliance fundamentals in the field of AML/CTF, MiFID, client and investor protection.
* Experience in supporting tools and managing projects.
* Good command of office tools (Word, Excel, Access, Powerpoint) and perfect knowledge of xls facilitating data manipulation.
* Languages: proficiency in English and French.
During the finalization of the recruitment process, the preselected candidate will be asked to provide us an extract from his/her criminal record dated less than 3 months (record N°3 for Luxembourg), according to the dispositions of the law from July 23 2016 concerning the criminal record.