Our client is a specialist fund management company that takes pride in having a distinct culture and approach to running money. The company launched in 1995 and listed on the London Stock Exchange in 1999. They are an independent business with no corporate parent, their head office is in London, and they have offices in Edinburgh and Luxembourg. They are looking for a Compliance Executive to join their team in Luxembourg with a permanent contract. Purpose of the role : Reporting to the Compliance & Risk Officer the Compliance Executive is responsible for Ensure (our client name) complies with the various CSSF regulations applicable to a PFS Investment and its regulatory obligations in the jurisdictions where its branches are located. Review and apply the various policies and procedures applicable to (our client name) within a Compliance Manual document. Identify, mitigate, monitor and report on risks to the business Ensure that the cross border obligations are respected in the countries where the investors are targeted Implement the AML/CTF policy and procedures such as the performance of the desktop based KYC and due diligence of potential investors and sub distributors. Help the Compliance & Risk Officer with the internal and external auditors requests. Detailed responsibilities : Responsible for assisting with the set up of (our client name) to comply with the various regulations relevant to the entity. Responsible for managing, updating and putting in place the various Policies and Procedures that are relevant to LESA Review International Financial Promotions and ensure that cross border obligations are respected in the countries where the meetings are taking place. Review regulatory developments/updates from the CSSF, ALFI and ESMA etc on a weekly basis and flag any developments which require further attention Responsible for ensuring that the Firm complies with all of the professional obligations with respect to AML/CTF Responsible for Centralising all information concerning compliance matters (e.g. breach of a regulation, non compliance with procedures, conflicts of interest), draft required communication (e.g.: to the CSSF, etc.) Performing the KYC on the clients before entering onto business relationship. Take proactive steps to keep up to date with regulatory updates to ensure a detailed understanding of compliance pertinent to your work Regulatory responsibilities Compliance with those aspects of the ESMA and MiFID II product governance and knowledge and competences requirements including adherence to the FCA'' Conduct Rules: You must act with integrity You must act with due care, skill and diligence You must be open and cooperative with the CSSF and other regulators You must pay due regard to the interests of customers and treat them fairly You must observe proper standards of market conduct You must act to deliver good outcomes for retail customers Adhere to the requirements for Continuing Professional Development (CPD) Take proact