As a Compliance and AML Officer, you will play a key role in identifying, assessing, and managing compliance and regulatory risks. Leveraging your external client experience, particularly in banking, you will bring a fresh perspective to ensure strict adherence to internal standards and Luxembourg regulations.
Client Details
Our client is a well-established private bank, known for its tailored approach to serving a distinguished and demanding clientele.
Description
Your Responsibilities as Compliance and AML Officer will include:
* AML and Client Onboarding:
o Perform detailed AML reporting and analysis for new and existing clients.
o Monitor client transactions and ensure compliance with anti-money laundering regulations.
o Support the client onboarding process with thorough KYC assessments.
* Regulatory Reporting and Analysis:
o Prepare and conduct MiFID II reporting, ensuring all requirements are met.
o Contribute to the preparation of recurring internal compliance reports.
o Handle ad hoc reporting requests from regulatory authorities.
* Compliance Monitoring and Controls:
o Conduct regular internal checks to ensure adherence to compliance policies and procedures.
o Identify potential compliance risks and suggest mitigation strategies.
o Stay updated on regulatory developments and support their implementation within the bank.
* Collaboration and Training:
o Work closely with colleagues to foster a strong compliance culture.
o Provide guidance and training to teams on compliance best practices and regulations.
Profile
Your Qualities as the successful Compliance and AML Officer:
* Master's degree in finance, law, administration, or economics.
* 5 years of experience in compliance, with expertise in AML and KYC.
* Big4 experience working with external banking clients is highly preferred.
* Strong understanding of local and European regulations; Luxembourg experience is essential.
* Advanced analytical and problem-solving skills.
* Detail-oriented with strong critical thinking and writing abilities.
* Proficient in French and English.
Job Offer
Our client offers:
* Opportunity to join a prestigious institution and support its growing Luxembourg presence.
* Collaborative team environment within a human-sized organization.
* Professional growth in a challenging and rewarding role.