Are you ready to take ownership of critical compliance monitoring activities in a leading financial institution? This opportunity offers you the chance to work in a dynamic, high-stakes environment, ensuring regulatory compliance and managing financial crime risks. As a Compliance Monitoring Officer, you will play a key role in protecting the bank’s reputation, fostering a culture of compliance, and driving improvements in risk management practices.
Aufgaben
* Independently plan, execute, and report on assigned monitoring reviews, focusing on regulatory compliance and financial crime topics, within designated deadlines.
* Prepare clear, concise, and re-performable working papers and reports in adherence to the Bank’s Monitoring Policy and Procedures.
* Ensure the factual accuracy and quality of all outputs, including findings, management information, and ad hoc tasks.
* Build and maintain productive relationships with stakeholders, contributing to a deeper understanding of the Banks risk and control landscape.
* Present findings to stakeholders and agree on actionable, SMART remediation plans.
* Draft monitoring issues, risk statements, root cause analyses, and actions independently.
* Proactively follow up on identified issues, escalating overdue actions and extension requests promptly.
* Conduct first-level reviews of working papers and draft reports prepared by junior colleagues.
* Support the EU Head of Monitoring & Surveillance with periodic reviews of monitoring procedures and governance documentation.
* Assist in drafting the annual Compliance Monitoring Plan (CMP) and quarterly updates.
* Take ownership of monthly Monitoring Management Information preparation and provide input at team meetings and inter-office collaborations.
* Stay updated on legal and regulatory compliance developments through relevant training and seminars.
* Monitor changes in the Bank’s products, activities, and regulations to assess potential impacts on risks and reviews.
* Deputize for the EU Head of Monitoring & Surveillance during meetings and support senior Compliance team members with ad hoc requests and project work.
Qualifikation
* Proven experience in the financial sector, with a background in Compliance or Audit.
* Strong understanding of regulatory requirements, industry expectations, and financial crime risks in banking.
* Solid grasp of risk and control frameworks and their practical application.
* Excellent written and verbal communication skills, with strong attention to detail and analytical capabilities.
* Effective organizational skills with the ability to prioritize tasks and manage competing deadlines.
* Professional skepticism, an inquisitive mindset, and tenacity in achieving results.
* Innovative problem-solving skills with a logical approach.
* Ability to work independently and collaboratively as part of a team.
* University degree, banking apprenticeship, or equivalent qualification.
Benefits
* Competitive Salary: A market-competitive salary based on experience and qualifications.
* Bonus: Performance-based annual bonus.
* Health and Wellness: Comprehensive health insurance plans and wellness programs.
* Retirement: Attractive pension plan with employer contributions.
* Professional Development: Opportunities for career growth, training, and development.
* Work-Life Balance: Flexible working hours and the option to work remotely.
* Employee Assistance Program: Access to confidential counseling and support services.
* Diverse and Inclusive Workplace: Commitment to fostering an inclusive work environment with a strong focus on diversity and inclusion.
Our client is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.