As a Capital Markets Compliance Officer, you will ensure our client's organisation operates with integrity, complies with regulatory standards, and protects their customers. Your expertise will help shape the future of their compliance landscape.
Your Responsibilities
* Serving as the primary expert for all compliance matters related to capital markets.
* Ensuring full compliance with key regulations (e.g., WpHG, MiFID II, MaComp) with a strong focus on customer protection.
* Creating and refining compliance policies for daily operations in the financial sector.
* Lead compliance risk assessment, develop review plans, and execute effective monitoring controls.
* Monitoring adherence to group-wide compliance frameworks, and preparing insightful compliance reports for senior leadership and the board.
* Contributing to enterprise-wide and group-level projects that drive innovation and compliance excellence.
Your Profile
* A degree in law, business law, or a related field.
* 3–5 years of experience in the banking or financial services sector, with strong knowledge of securities and regulatory frameworks relating to investment.
* An analytical mindset, proactive, creative, and a collaborative approach.
* Exceptional communication skills and the confidence to influence stakeholders at all levels.
* Fluency in English (additional language skills are a bonus).
What They Offer
* An impactful role with a performance-driven bonus scheme to recognise your contributions.
* Flexible work arrangements and remote working options.
* Benefits including a company pension scheme, cycle-to-work schemes, and wellbeing programmes.
* Training and development opportunities tailored to your goals.
* Flat hierarchies and a supportive team.