Role : Compliance Advisor
Location : Frankfurt
Salary : Competitive and Candidate Dependent
We are currently representing a global investment management firm offering a wide range of financial products and services. Serving both individual and institutional clients, the firm specializes in asset allocation, portfolio management, and financial advisory. With tailored investment strategies and a focus on sustainable, long-term growth, our client is dedicated to helping clients achieve their financial goals while maintaining a strong commitment to fiduciary responsibility.
The Role
1. Being the point of local compliance support for the German regulated business.
2. Ensure the regulatory obligations are aligned.
3. Maintain compliance policies and procedures including AML, AB&C, Market Abuse, etc.
4. Maintain an effective compliance monitoring program.
5. Conduct efficient compliance monitoring reviews.
6. Act as the compliance point of contact for the external DPOs and MLROs.
7. Work closely with the global director of compliance Europe.
The Candidate
8. At least 3 years of experience in compliance, preferably within the funds industry.
9. Sound understanding of the local regulatory framework applicable to the German KVG
10. Strong knowledge of AIFM.
11. Good experience and knowledge of KAGB, MaRisk, KAIT.
12. Strong communication skills and ability to deliver efficient messages to multiple departments across the local and global business.
13. Fluency in German and English.
14. Educational background in Legal, Compliance, or Finance.